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Financial Advisors - Stocks & Bonds

Facebook Is Not A Good Investment

I am not a stock broker, underwriter or officer or employee of any securities firm. I do not think that Facebook has a viable value of over 15B.

Business Advice for Financial Advisors - Stocks & Bonds

Control Person Liability

As a general rule, when there is a significant and sustained drop in the stock market, there is a significant increase in law suits and arbitration claims against stock brokers. In addition to stock brokers, plaintiffs’ lawyers will often try to name “control persons” individually to increase the settlement pool or insulate the viability of their claim against a possibly insolvent broker.

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